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arXiv:2407.05694cs.AI

On the Limitations of Compute Thresholds as a Governance Strategy

Sara Hooker

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Abstract

At face value, this essay is about understanding a fairly esoteric governance tool called compute thresholds. However, in order to grapple with whether these thresholds will achieve anything, we must first understand how they came to be. To do so, we need to engage with a decades-old debate at the heart of computer science progress, namely, is bigger always better? Does a certain inflection point of compute result in changes to the risk profile of a model? Hence, this essay may be of interest not only to policymakers and the wider public but also to computer scientists interested in understanding the role of compute in unlocking breakthroughs. This discussion is timely given the wide adoption of compute thresholds in both the White House Executive Orders on AI Safety (EO) and the EU AI Act to identify more risky systems. A key conclusion of this essay is that compute thresholds, as currently implemented, are shortsighted and likely to fail to mitigate risk. The relationship between compute and risk is highly uncertain and rapidly changing. Relying upon compute thresholds overestimates our ability to predict what abilities emerge at different scales. This essay ends with recommendations for a better way forward.

arXiv comments
Journal reference
DOI
Subjects
cs.AIArtificial Intelligence cs.CLComputation and Language cs.ETEmerging Technologies cs.LGMachine Learning

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Linked by 1 identifiable commenter in 2 comments across 2 threads, from May 2025 to Sep 2025. Found in 1 HN submission from Jul 2024 to Jul 2024. Open submission discussions.

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Discussed in comments2 threads

    • > this isn't really about whether scaling is "dead" I think there's a good position paper by Sara Hooker[0] that mentions some of this. Key point being that while the frontier is being pushed by big models with big data there's a very quiet revolution of models using far fewer…

      godelskiView on HNParent context

  1. Google AI Ultra 1 comment
    • Not necessarily. The prevailing paradigm is that performance scales with size (of data and compute power). Of course, this is observably false as we have a long list of smaller models that require fewer resources to train and/or deploy with equal or better performance than…

      godelskiView on HNParent context

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