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arXiv:1909.03562math.PR

Almost all orbits of the Collatz map attain almost bounded values

Terence Tao

Abstract

Define the \emph{Collatz map} $\mathrm{Col} : \mathbb{N}+1 \to \mathbb{N}+1$ on the positive integers $\mathbb{N}+1 = \{1,2,3,\dots\}$ by setting $\mathrm{Col}(N)$ equal to $3N+1$ when $N$ is odd and $N/2$ when $N$ is even, and let $\mathrm{Col}_{\min}(N) := \inf_{n \in \mathbb{N}} \mathrm{Col}^n(N)$ denote the minimal element of the Collatz orbit $N, \mathrm{Col}(N), \mathrm{Col}^2(N), \dots$. The infamous \emph{Collatz conjecture} asserts that $\mathrm{Col}_{\min}(N)=1$ for all $N \in \mathbb{N}+1$. Previously, it was shown by Korec that for any $θ> \frac{\log 3}{\log 4} \approx 0.7924$, one has $\mathrm{Col}_{\min}(N) \leq N^θ$ for almost all $N \in \mathbb{N}+1$ (in the sense of natural density). In this paper we show that for \emph{any} function $f : \mathbb{N}+1 \to \mathbb{R}$ with $\lim_{N \to \infty} f(N)=+\infty$, one has $\mathrm{Col}_{\min}(N) \leq f(N)$ for almost all $N \in \mathbb{N}+1$ (in the sense of logarithmic density). Our proof proceeds by establishing an approximate transport property for a certain first passage random variable associated with the Collatz iteration (or more precisely, the closely related Syracuse iteration), which in turn follows from estimation of the characteristic function of a certain skew random walk on a $3$-adic cyclic group at high frequencies. This estimation is achieved by studying how a certain two-dimensional renewal process interacts with a union of triangles associated to a given frequency.

arXiv comments
58 pages, 4 figures. Two more minor typos corrected, and one medium typo (affecting the statement of Lemma 7.9) corrected
Journal reference
Forum Math. Pi 10 (2022), Paper No. e12, 56 pp
DOI
Subjects
math.PRProbability math.DSDynamical Systems math.NTNumber Theory

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Linked by 5 identifiable commenters in 5 comments across 5 threads, from Dec 2019 to Oct 2026. Found in 4 HN submissions from Sep 2019 to Nov 2025. Open submission discussions.

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Discussed in comments5 threads

  1. Collatz Conjecture 1 comment
    • https://arxiv.org/abs/1909.03562 Almost all orbits of the Collatz map attain almost bounded values Losing sleep over 3x+1? There is help. Call the National Collatz Crisis Hotline. Press 1 to try a different orbit. Press 2 to speak to AI. Press 4 to return to 1. Operators are…

      whoishidingView on HNParent context

    • No, that link will always point to the most recent version. For example, https://arxiv.org/pdf/1909.03562.pdf gives version 5 of https://arxiv.org/abs/1909.03562, as noted in the left margin of the first page.

      spekcularView on HNParent context

    • Yes, this is quite well known. See (e.g.) the third paragraph on Terrence Tao's blog here https://terrytao.wordpress.com/2011/08/25/the-collatz-conjec... For what its worth Tao is possibly the only person in the world I wouldn't be shocked to hear of making progress on the…

      eigenketView on HNParent context

    • Technical post from Terence Tao: https://terrytao.wordpress.com/2019/09/10/almost-all-collatz... The paper: https://arxiv.org/pdf/1909.03562.pdf

      oefrhaView on HNParent context

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